SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
| 111 PETER STREET, SUITE 300 |
|
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
09/09/2020
|
3. Issuer Name and Ticker or Trading Symbol
Cronos Group Inc.
[ CRON ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
|
See Remarks
|
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| No securities are beneficially owned. |
0 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
|
|
Eileen Uy, as attorney-in-fact for Kurt Schmidt |
09/10/2020 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Kurt Schmidt Exhibit 24
Authorization and Designation
to Sign and File
Section 16 Reporting Forms
The undersigned, an executive officer of Cronos Group Inc., a corporation
incorporated under the British Columbia Business Corporations Act (the "Company"),
does hereby authorize and designate Jerry Barbato, Xiu Ming Shum or Eileen Uy, each
with right to substitute and resubstitute, but for only so long as each of them is an
employee of the Company, to sign and file on her behalf the application for the required
Securities and Exchange Commission ("SEC") electronic CIK/CCC codes and any and
all Forms 3, 4 and 5 and Forms 144 relating to equity securities of the Company with the
SEC pursuant to the requirements of Section 16 of the Securities Exchange Act of 1934
("Section 16") and Rule 144 under the Securities Act of 1933, as amended. This
authorization, unless earlier revoked in writing, shall be valid until the undersigned's
reporting obligations under Section 16 and Rule 144 with respect to equity securities of
the Company shall cease. All prior such authorizations are hereby revoked.
IN WITNESS WHEREOF, the undersigned has executed this Authorization and
Designation this 29 day of August, 2020.
/s/ Kurt Schmidt
Kurt Schmidt
